Director, Bureau of Securities Compliance and Examinations, Banking and Securities pay range
Commonwealth of Pennsylvania · class code 03345
- Class code
- 03345
- Pay scale group
- ST 11
- Pay unit
- Year
- Bargaining unit
- A3
- State
- Pennsylvania
- The Commonwealth of Pennsylvania published pay range for Director, Bureau of Securities Compliance and Examinations, Banking and Securities is $102,788 to $156,167 per year.
- Commonwealth of Pennsylvania Office of Administration keys this classification as class code 03345.
- This is the range the plan authorises, not the salary of any individual employee.
Class specification
The Commonwealth job specification for this class is published by Commonwealth of Pennsylvania Office of Administration. The passages below are quoted from it as published, not paraphrased, and cut to their opening sentences; the full specification is the authority on duties and qualifications. It was last revised 04/30/2019.
What the state says the job is
This is highly responsible professional and managerial work in directing the statewide program for compliance and regulatory enforcement for investment and securities entities regulated by the Department of Banking and Securities. The employee in this job is responsible for planning and directing the examination, investigation, regulatory enforcement, and compliance of agents, broker-dealers, investment advisers, and securities industry firms. An important aspect of the work involves developing and implementing policies, rules, and procedures for the bureau’s compliance and regulatory enforcement activities. Work includes reviewing, analyzing, and recommending new legislation or revisions to existing legislation that affects the regulatory compliance of subject entities.
Examples of the work
• Directs statewide examination, investigation, and enforcement activities related to investment and securities entities. • Develops, recommends, and implements policies, goals, and objectives for the bureau. • Recommends new or revised legislation affecting the examination, investigation, regulatory compliance, and enforcement of regulated entities. • Provides leadership in the development and interpretation of laws, policies, regulations, and rules regarding best practices and operations. • Directs and approves special examinations or investigations when necessary.
Minimum qualifications
• Two years of experience as a Chief, Regional Office for Securities Compliance and Enforcement, Banking and Securities (commonwealth title); or • Eight years of professional experience in the review and examination of records and operations of investment agents, broker-dealers, advisers, adviser representatives, or securities industry firms for conformity with laws, rules, and regulations, including two years in a supervisory capacity and a bachelor’s degree which includes nine college credits in accounting, finance, economics, or a closely related field; or • An equivalent combination of experience and training which includes nine college credits in accounting, finance, economics, or a clo ...
Quoted from the Commonwealth job specification, read 2026-10-21.
Where this comes from
Commonwealth of Pennsylvania Office of Administration publishes this figure in Classification and Pay Plan (online, current annual salary ranges). Every number on this page is read from that document; nothing is estimated, modelled or averaged.
The Commonwealth also links this class code to its own job title and specification. That page is the official description of the classification; this page publishes its pay range.
The listed pay scale is available in the Commonwealth's current ST schedule.