Non-Depository and Securities Compliance Examiner 1 pay range
Commonwealth of Pennsylvania · class code 03206
- Class code
- 03206
- Pay scale group
- ST 06
- Pay unit
- Year
- Bargaining unit
- A4
- State
- Pennsylvania
- The Commonwealth of Pennsylvania published pay range for Non-Depository and Securities Compliance Examiner 1 is $53,008 to $80,646 per year.
- Commonwealth of Pennsylvania Office of Administration keys this classification as class code 03206.
- This is the range the plan authorises, not the salary of any individual employee.
Class specification
The Commonwealth job specification for this class is published by Commonwealth of Pennsylvania Office of Administration. The passages below are quoted from it as published, not paraphrased, and cut to their opening sentences; the full specification is the authority on duties and qualifications. It was last revised 10/15/2016.
What the state says the job is
This is beginning level professional work in the examination, investigation, and/or audit of non-depository financial institutions, securities entities, and/or securities regulated by the Department of Banking and Securities. An employee in this job performs a variety of assignments and participates in training programs and on-the-job training to develop skills in the application of examination, investigation, and audit techniques for non-depository financial institutions, securities entities, and/or securities. Work includes assisting in the examination or audit of records, policies, and procedures for compliance with regulations or assisting in conducting investigations of non-depository financial institutions, securities entities, and/or securities. Employees may work on assignments with limited complexity independently.
Examples of the work
• Conducts examinations, investigations, and audits of non-depository financial institutions, which include but are not limited to, mortgage bankers and brokers, check cashers, pawn brokers, installment sellers, money transmitters, sales finance companies, debt management companies, and consumer discount companies. • Conducts examinations, investigations, and audits of the regulated securities community, which includes financial institutions, broker-dealer firms, broker-dealer agents, investment advisor firms, and investment advisor representatives, and of securities. • Participates in formal and on-the-job training assignments, basic examining schools, and training seminars.
Minimum qualifications
• A bachelor’s degree including or supplemented by nine credits in accounting, finance, economics, or a closely related field; or • An equivalent combination of experience and training that includes nine college credits in accounting, finance, economics, or a closely related field.
Quoted from the Commonwealth job specification, read 2026-10-21.
Where this comes from
Commonwealth of Pennsylvania Office of Administration publishes this figure in Classification and Pay Plan (online, current annual salary ranges). Every number on this page is read from that document; nothing is estimated, modelled or averaged.
The Commonwealth also links this class code to its own job title and specification. That page is the official description of the classification; this page publishes its pay range.
The listed pay scale is available in the Commonwealth's current ST schedule.