Director, Compliance Office, Banking and Securities pay range
Commonwealth of Pennsylvania · class code 03255
- Class code
- 03255
- Pay scale group
- ST 10
- Pay unit
- Year
- Bargaining unit
- A3
- State
- Pennsylvania
- The Commonwealth of Pennsylvania published pay range for Director, Compliance Office, Banking and Securities is $89,996 to $136,842 per year.
- Commonwealth of Pennsylvania Office of Administration keys this classification as class code 03255.
- This is the range the plan authorises, not the salary of any individual employee.
Class specification
The Commonwealth job specification for this class is published by Commonwealth of Pennsylvania Office of Administration. The passages below are quoted from it as published, not paraphrased, and cut to their opening sentences; the full specification is the authority on duties and qualifications. It was last revised 06/24/2019.
What the state says the job is
This is highly responsible managerial work directing the statewide regulatory compliance program for non-depository financial institutions regulated by the Department of Banking and Securities. The employee in this job is responsible for planning, directing, implementing, and administering a statewide program of regulatory compliance for non-depository institutions, which include, but are not limited to, mortgage bankers and brokers, check cashers, installment sellers, and consumer discount companies. Work involves managing regulatory compliance and enforcement activities to ensure that non-depository institutions are in compliance with state regulatory and consumer protection statutes and regulations.
Examples of the work
•Directs the compliance activities of state licensed non-depository financial institutions. •Serves as liaison between the Department and non-depository financial institutions, trade associations, and other regulatory agencies on compliance-related issues. •Directs efforts to correct the deficiencies in operations of non-depository companies. •Recommends the development and implementation of policies, regulations, and legislation affecting the licensing of non-depository institutions in the commonwealth. •Develops, implements, and administers program policies, standards, and procedures for the regulatory compliance and supervision of non-depository financial institutions.
Minimum qualifications
One year of experience as a Financial Institution Enforcement Administrator (commonwealth title) or Senior Non-Depository Financial Institutions Examiner (commonwealth title); or Five years of professional experience in the review and examination or investigation of non-depository financial institution records and operations for conformance to laws, rules, and regulations; and a bachelor’s degree which includes nine college credits in accounting, finance, economics, or a closely related field; or An equivalent combination of experience and training which includes nine college credits in accounting, finance, economics, or a closely related field.
Quoted from the Commonwealth job specification, read 2026-10-21.
Where this comes from
Commonwealth of Pennsylvania Office of Administration publishes this figure in Classification and Pay Plan (online, current annual salary ranges). Every number on this page is read from that document; nothing is estimated, modelled or averaged.
The Commonwealth also links this class code to its own job title and specification. That page is the official description of the classification; this page publishes its pay range.
The listed pay scale is available in the Commonwealth's current ST schedule.